“Offensive realism”的意思、由来-开放百科全书

Offensive realism is a structural theory belonging to the neorealist school of thought first postulated by John Mearsheimer^[1] that holds that the anarchic nature of the international system is responsible for aggressive state behavior in international politics. It fundamentally differs from defensive realism by depicting great powers as power-maximizing revisionists privileging buck-passing over balancing strategies in their ultimate aim to dominate the international system. The theory brings important alternative contributions for the study and understanding of international relations but remains nonetheless the subject of criticism.

Theoretical origins

Offensive realism is a prominent theory of international relations belonging to the realist school of thought, which includes various sub-trends characterised by the different perspectives of representative scholars such as Robert Gilpin, Randall Schweller, Eric J. Labs and Fareed Zakaria.^[2]^[3]^[4] Yet, to date, the most important{{according to whom|date=August 2017}} variant of offensive neorealism is that of John J. Mearsheimer as fully developed in his book The Tragedy of Great Power Politics.^[5] While Mearsheimer's offensive neorealism theory does reiterate and build on certain assumptions elaborated by classical realists, it departs completely from this branch by using positivism as a philosophy of science and by adding a system-centric approach to the study of state behaviour in international politics based on the structure of the international system.^[6]^[7]^[8] Accordingly, his offensive neorealism pertains to the sub-branch of neorealism alongside other structural theories such as defensive realism.^[9]

Main tenets

The theory is grounded on five central assumptions similar to the ones that lie at the core of Kenneth Waltz's defensive neorealism. These are:^[10]^[11]

Like defensive neorealism, offensive realism posits an anarchic international system in which rational great powers uncertain of other states' intentions and capable of military offensive strive to survive.^[12]^[13] Although initially developed from similar propositions to those of defensive neorealism, Mearsheimer's offensive neorealism advances drastically different predictions regarding great power behaviour in international politics.^[14]^[15] Mainly, it diverges from defensive neorealism in regards to the accumulation of power a state needs to possess to ensure its security and the issuing of strategy states pursue to meet this satisfactory level of security. Ultimately, Mearsheimer's offensive neorealism draws a much more pessimistic picture of international politics characterised by dangerous inter-state security competition likely leading to conflict and war.^[16]^[17]

Status quo v. power-maximizing states

John Mearsheimer's offensive neorealism intends to fix the "status quo bias" of Kenneth Waltz's defensive neorealism.^[18]^[19] While both neorealist variants argue that states are primarily concerned with maximising their security, they disagree over the amount of power required in the process. To the contrary of defensive neorealism according to which states are status quo powers seeking only to preserve their respective positions in the international system by maintaining the prevailing balance of power,^[20]^[21] offensive neorealism claims that states are in fact power-maximising revisionists harbouring aggressive intentions. Indeed, in offensive neorealism, the international system provides great powers with strong incentives to resort to offensive action in order to increase their security and assure their survival.^[21]^[22]

The international system characterised by anarchy (the absence of a central authority capable of enforcing rules and punishing aggressors) and uncertainty as to state intentions and available offensive military capabilities leads states to constantly fear each other and resort to self-help mechanisms to provide for their survival.^[23] In order to alleviate this fear of aggression each holds of the other, states always seek to maximise their own relative power, defined in terms of material capabilities. As Mearsheimer puts it: "they look for opportunities to alter the balance of power by acquiring additional increments of power at the expense of potential rivals",^[24] since "the greater the military advantage one state has over other states, the more secure it is".^[25] States seek to increase their military strength to the detriment of other states within the system with hegemony—being the only great power in the state system—as their ultimate goal.^[26]

John Mearsheimer summed up this view as follows: "great powers recognize that the best way to ensure their security is to achieve hegemony now, thus eliminating any possibility of a challenge by another great power. Only a misguided state would pass up an opportunity to be the hegemon in the system because it thought it already had sufficient power to survive.^[27]" Accordingly, offensive neorealists such as Mearsheimer believe that a state's best strategy to increase its relative power to the point of achieving hegemony is to rely on offensive tactics. Provided that it is rational for them to act aggressively, great powers will likely pursue expansionist policies, which will bring them closer to hegemony. Since global hegemony is nearly impossible to attain due to the constraints of power projection across oceans and retaliation forces, the best end game status states can hope to reach is that of a regional hegemon dominating its own geographical area.^[28]^[29] This relentless quest for power inherently generates a state of "constant security competition, with the possibility of war always in the background".^[30] Only once regional hegemony is attained do great powers become status quo states.

Balancing v. buck-passing

The emphasis offensive neorealism puts on hegemony as states' end aim stands in sharp contrast to defensive neorealism's belief that state survival can be guaranteed at some point well short of hegemony. In a defensive neorealist mindset, security increments by power accumulation end up experiencing diminishing marginal returns where costs eventually outweigh benefits.^[31] Defensive neorealism posits that under anarchy there is a strong propensity for states to engage in balancing—states shouldering direct responsibility to maintain the existing balance of power—against threatening power-seeking states, which may in turn succeed in "jeopardiz[ing] the very survival of the maximizing state".^[32] This argument also applies to state behavior towards the most powerful state in the international system, as defensive neorealists note that an excessive concentration of power is self-defeating, triggering balancing countermoves.^[33]^[34]^[35]

Mearsheimer challenges these claims by making the argument that it is rather difficult to estimate when states have reached a satisfactory amount of power short of hegemony and costly to rely extensively on balancing as an efficient power-checking method due to collective action issues.^[36]^[37] According to him, when a great power finds itself in a defensive posture trying to prevent rivals from gaining power at its expense, it can choose to engage in balancing or intervene by favoring buck-passing—transferring the responsibility to act onto other states while remaining on the sidelines.

In order to determine the circumstances in which great powers behave according to one or the other, Mearsheimer builds on Waltz's defensive neorealism by including a second variable—geography—alongside the distribution of power. On one hand, the choice between balancing and buck-passing depends on whether the anarchic international system is of a bipolar, balanced, or unbalanced multipolar architecture. On another hand, state geographic location in terms of border sharing and stopping power of water also influences great powers' strategy preference. Combined together, these two variables allow him to establish that great powers tend to favor—to the contrary of defensive neorealism predictions—buck-passing over balancing in all instances of multipolarity except for those that include a potential hegemon.^[38]^[39]^[40]

Responding to defensive neorealists' posture on state behaviour towards the most powerful state in the international system, Mearsheimer believes that threatened states will reluctantly engage in balancing against potential hegemons but that balancing coalitions are unlikely to form against a great power that has achieved regional hegemony.^[41] This lack of balancing is best explained by the regional hegemon's newly acquired status quo stance, which follows from the geographical constraints on its power projection capability.^[42]^[43] Instead of relying on offensive actions, a regional hegemon finds itself in a defensive position seeking to avert threats to its hegemonic status by preventing the rise of any peer competitors in other areas. As such it will behave as an offshore balancer, passing the buck to local neighbours of the potential hegemon and engaging in balancing only as a last resort.^[29]

Contributions and criticism

Mearsheimer's offensive neorealism represents an important contribution to international relations theory yet also generated important criticism. While the inputs and critics below provide a good sample of the theory's contributions and the kind of arguments that have been addressed against it, the listing should in no case be considered as exhaustive.

Theoretical inputs

Firstly, scholars believe that Mearsheimer's offensive neorealism provides an alternative complement to Waltz's defensive neorealism. The theory adds to defensive neorealists' argument that the structure of the international system constrains state behavior. Setting to rectify the status quo bias pertaining to defensive neorealism by arguing that anarchy can also generate incentives for states to maximize their share of power, offensive neorealism solves anomalies that Waltz's theory fails to explain. Mainly, the theory is able to provide an explanation for the amount of conflict occurring among states in the international system. As Snyder states, Mearsheimer's offensive neorealism "enlarges the scope of neorealist theory by providing a theoretical rationale for the behavior of revisionist states".^[44]

Moreover, this complementarity could signify theoretical interrelation with the two theories working in alternation to explain state behavior, thereby allowing for a "more complete structural realist theory that can more accurately account for both defensive and offensive state behavior".^[45] Secondly, these scholars uphold the argument that Mearsheimer's offensive neorealism significantly contributes to foreign policy theory and alliance theory. More specifically, Mearsheimer's theory goes a step further than structural defensive realism by successfully theorising both international politics and foreign policy.

Contrary to Waltz's rejection of defensive neorealism as a theory capable of explaining foreign policy on top of international politics,^[46]^[47] offensive neorealism includes explanations of both international outcomes pertaining to the systemic level of analysis and individual state behavior.^[48]^[49] Additionally, the inclusion of new variables such as geography alongside the distribution of power enhances offensive neorealism's potential to make specific assumptions about states' pursuit of aggressive actions and resort to balancing and buck-passing.^[50]

Theoretical flaws

To begin with, scholars have pointed out several logical issues within Mearsheimer's offensive neorealism. Snyder rejects Mearsheimer's view of the security dilemma as "a synoptic statement of offensive realism".^[51]^[52] He argues that offensive neorealism's positing of all states as revisionists removes the central proposition—uncertainty about other states' intentions—on which the whole concept of security dilemma is grounded. Aggressive great powers' measures to maximize their security threaten others which leads to an actual justified security competition between states rather than an unnecessary one based on hypothetical threats.^[53] Toft indicates flaws relating to offensive neorealism's level of analysis. According to him, the inclusion of the non-structural geography variable to explain great power behavior shifts the theory's focal point of analysis from system-wide dynamics to regional ones. Considering the theory's regional security analyses, he further argues that offensive neorealism fails to clearly define what constitutes a region with "entities like Europe or North-East Asia (taken) for granted", leaving room for scholarly disapproval.^[54]

Christopher Layne further highlights problems associated with the geographic variable. He criticizes Mearsheimer's reasoning according to which the "stopping power of water" prevents a great power from achieving global hegemony as this constraint does not seem to apply to the case of an emerging rival's capacity to exercise influence beyond its own neighborhood. As Layne states, "apparently water stops the United States from imposing its powers on others in distant regions, but it does not stop them from threatening American primacy in the Western Hemisphere".^[55] Moreover, he finds offensive realism's classification of regional hegemons as status quo powers difficult to reconcile with the theory's emphasis on great powers as relentless power-maximizers. In this sense, Layne questions the ability of the water constraint to transform a power-maximizing state into a status quo power and contradicts Mearsheimer by arguing that a regional hegemon remains subjected to the quest for security, thereby striving to attain global hegemony.^[56]

A second group of criticism addresses the issue of offensive neorealism's restrictive focuses. Scholars have criticized Mearsheimer's theory for failing to take into account domestic politics. No attention is paid to a rising power's internal political functioning, its economy or society, which play a role in a state's decision-making process, in turn influencing its behavior in international politics.^[57]^[58] Moreover, Snyder argues that no consideration is given to transnational threats such as terrorism, and that Mearsheimer's emphasis on security makes him ignore states' non-security interests such as ideology, national unification and human rights as an essential aspect of international politics alongside power competition.^[59] Additionally, Toft points out that Mearsheimer's concentration on military capabilities and issuing state capacity for territorial conquest "implies a risk that his analyses miss a host of other ways of gaining and exercising influence".^[60] Similarly, political scientists whose primary focus is bargaining models of international conflict note that offensive neorealism ignores the fact that war is costly.^[61] Since those costs in turn make war inefficient, states (even those who do not have hegemony) have incentive to construct bargained settlements. For instance, in a bipolar world with a 70%-to-30% power breakdown, states would prefer an analogously proportioned breakdown in resources rather than having some of those resources destroyed over the course of fighting. Due to this inefficiency--war's inefficiency puzzle—the constant fighting Mearsheimer proposes would actually make states less secure because the repeated costs of fighting eventually deplete all of that state's power.

Most importantly, scholars have questioned the theory's empirical validity and prediction ability, which in turn can negatively affect the validity of offensive neorealism's prescriptions for state behavior in international politics. In addition to mentioning the theory's failure to account for Japan's 20th century territorial acquisitions, NATO's continuation or Germany's non-achievement of regional hegemony in the post-Cold war era,^[58]^[62] they have also expressed serious doubts regarding offensive neorealism views on China's rising power and U.S. regional hegemony. According to them, there is no reason to believe that China as a rational power wanting to ensure its survival will seek hegemony rather than rely on cooperative mechanisms.^[63]^[64] They similarly contradict Mearsheimer's arguments regarding the United States. Firstly, weak opposition or balancing inefficiencies rather than geographical constraints are taken as explanations for the uniqueness of the United States' regional hegemonic position.^[65]^[66]

Toft and Layne go a step further by asserting that Mearsheimer misjudges the United States as a regional hegemon engaged in offshore balancing. Instead of being a regional hegemon with the strategic aim of dominating the Western hemisphere while preventing the rise of peer competitors in Europe and Northeast Asia, these scholars believe that empirical data points to the fact that the United States has sought and achieved global hegemony, which in turn biases Mearsheimer's predictions regarding future U.S. strategic behavior, mainly in terms of its military involvement overseas.^[67]^[68]

More fundamental criticisms of offensive realism have come from Shiping Tang, "Fear in International Politics: Two Positions", International Studies Review 10 (2008): 451–71; and idem, "Social Evolution of International Politics: From Mearsheimer to Jervis", European Journal of International Relations 16, 1 (2010): 31–55. Tang's first article argues that Mearsheimer's logic is flawed because his five bedrock assumptions cannot lead to his conclusion. Tang's second article argues that because the international system has always been an evolutionary one, neither offensive realism nor defensive neorealism has a claim to be a theory for the whole of human history: the two realism are theories for different epochs of human history.

In contrast to earlier critiques of offensive realism, Arash Heydarian Pashakhanlou, evaluates the internal logic and explanatory power of offensive neorealism on its own terms. Logically, Pashakhanlou, argues that the aggressive behaviour and power struggles that offensive realism envisions cannot be logically deduced from the theory.^[69] Pashakhanlou argues on empirical grounds that offensive realism loses all of its explanatory power under the condition of unipolarity which Mearsheimer claims have characterized the post-Cold War world in numerous publications.^[70]

Notes

1. ^{{Cite journal | last = Toft | first = Peter | title = John J. Mearsheimer: an offensive realist between geopolitics and power | journal = Journal of International Relations and Development | volume = 8 | issue = 4 | pages = 381–408 | doi = 10.1057/palgrave.jird.1800065 | date = December 2005 | ref = harv }}
2. ^{{Cite journal | last1 = Feng | first1 = Liu | last2 = Ruizhuan | first2 = Zhang | title = The typologies of realism | journal = The Chinese Journal of International Politics | volume = 1 | issue = 1 | pages = 124 and 126 | doi = 10.1093/cjip/pol006 | date = Summer 2006 | ref = harv }}
3. ^{{Cite journal | last = Taliaferro | first = Jeffrey W. | title = Security seeking under anarchy: defensive realism revisited | journal = International Security | volume = 25 | issue = 3 | pages = 128–129 and 134 | doi = 10.1162/016228800560543 | jstor = 2626708 | date = Winter 2000–2001 | ref = harv }}
4. ^Gerald Geunwook Lee, "To Be Long or Not to Be Long–That is the Question: The Contradiction of Time-Horizon in Offensive Realism", Security Studies 12:2 (2003): 196.
5. ^John J. Mearsheimer, The Tragedy of Great Power Politics (New York, NY: W.W. Norton, 2001).
6. ^Glenn H. Snyder, "Mearsheimer's World—Offensive Realism and the Struggle for Security: A Review Essay", International Security 27:1 (2002): 151.
7. ^Feng and Zheng, Typologies of Realism, 113–114.
8. ^{{cite news | last = Kaplan | first = Robert D. | title = Why John J. Mearsheimer Is Right (About Some Things) | url = https://www.theatlantic.com/magazine/archive/2012/01/why-john-j-mearsheimer-is-right-about-some-things/8839/ | work = The Atlantic Magazine | date = 2012 }}
9. ^Kenneth N. Waltz, "Realist Thought and Neorealist Theory", Journal of International Affairs 44:1 (1990): 34.
10. ^Mearsheimer, J. (2005). Structural Realism, in T. Dunne, M. Kurki & S. Smith, International Relations Theory: Discipline and Diversity. Oxford: Oxford University Press.
11. ^Mearsheimer, John J. "The false promise of international institutions." International Security 19, no. 3 (1994): 5–49.
12. ^Mearsheimer, Tragedy of Great Power Politics, 30–31.
13. ^Eric J. Labs, "Beyond Victory: Offensive Realism and the Expansion of War Aims", Security Studies 6:4 (1997): 7–8.
14. ^Shiping Tang, "From Offensive to Defensive Realism: A Social Evolutionary Interpretation of China's Security Strategy", 148–149, in China's Ascent: Power, Security, and the Future of International Politics, edited by Robert Ross and Zhu Feng. (Ithaca: Cornell University Press, 2008).
15. ^Taliaferro, Security Seeking, 134.
16. ^Mearsheimer, Tragedy of Great Power Politics, 32–33.
17. ^Snyder, Mearsheimer's World, 153.
18. ^Mearsheimer, Tragedy of Great Power Politics, 20.
19. ^Snyder, Mearsheimer's World,157–158.
20. ^Kenneth N. Waltz, Theory of International Politics (Reading, MA: Addison-Wesley Publishing Company, 1979): 126.
21. ^¹Mearsheimer, Tragedy of Great Power Politics, 21.
22. ^; Sten Rynning and Jens Ringsmose, "Why Are Revisionist States Revisionist? Reviving Classical Realism as an Approach to Understanding International Change", International Politics 45 (2008): 26.
23. ^John J. Mearsheimer, "China's Unpeaceful Rise", Current History 105: 690 (2006): 160.
24. ^Mearsheimer, Tragedy of Great Power Politics, 34.
25. ^John J. Mearsheimer, "The False Promise of International Institutions", International Security 19:3 (1994–1995): 11–12.
26. ^Mearsheimer, Tragedy of Great Power Politics, 21 and 29.
27. ^Mearsheimer, Tragedy of Great Power Politics, 35.
28. ^Mearsheimer, China's Unpeaceful Rise, 160.
29. ^¹Mearsheimer, Tragedy of Great Power Politics, 141.
30. ^Mearsheimer, The False Promise, 12.
31. ^Snyder, Mearsheimer's World, 154.
32. ^Peter Toft, "John J. Mearsheimer: An Offensive Realist Between Geopolitics and Power", Journal of International Relations and Development 8 (2005): 390.
33. ^Yuan-Kang Wang, "Offensive Realism and the Rise of China", Issues & Studies 40:1 (2004): 177.
34. ^Snyder, Mearsheimer's World, 156.
35. ^Labs, Beyond Victory, 10.
36. ^Mearsheimer, Tragedy of Great Power Politics, 34–35 and 156–157.
37. ^Wang, Offensive Realism, 178.
38. ^Mearsheimer, Tragedy of Great Power Politics, 155, 160, 261 and 272.
39. ^Wang, Offensive Realism, 179.
40. ^Feng & Z Ruizhuan, Typologies of Realism, 124.
41. ^Mearsheimer, Tragedy of Great Power Politics, 271 and 345.
42. ^Keir A. Lieber and Gerard Alexander, "Waiting for Balancing Why the World Is Not Pushing Back", International Security 30:1 (2005): 111–112.
43. ^Jack S. Levy and William R. Thompson, "Balancing on Land and at Sea: Do States Ally Against the Leading Global Power?" International Security 35:1 (2010): 11.
44. ^Snyder, Mearsheimer's World, 158.
45. ^Toft, John J. Mearsheimer, 403.
46. ^See Kenneth N. Waltz, "International Politics Is Not Foreign Policy", Security Studies 6:1 (1996): 54–57.
47. ^Waltz, Theory of International Politics, 71–72 and 121–123.
48. ^Toft, John J. Mearsheimer, 389.
49. ^Mearsheimer, Tragedy of Great Power Politics, 422 note 60.
50. ^Toft, John J. Mearsheimer, 401.
51. ^Snyder, Mearsheimer's World, 155.
52. ^Mearsheimer, Tragedy of Great Power Politics 35–36.
53. ^Snyder, Mearsheimer's World, 155–156.
54. ^Toft, John J. Mearsheimer, 393.
55. ^Christopher Layne, "The Poster Child for Offensive Realism: America as a Global Hegemon", Security Studies 12:2 (2002/2003): 127.
56. ^Layne, The Poster Child for Offensive Realism, 129.
57. ^David C. Hendrickson, "The Lion and the Lamb: Realism and Liberalism Reconsidered", World Policy Journal 20:1 (2003): 97; Snyder, Mearsheimer's World, 172.
58. ^¹Kagan, Why John J. Mearsheimer is Right.
59. ^Snyder, Mearsheimer's World, 171–172.
60. ^Toft, John J. Mearsheimer, 384.
61. ^On Bargaining Theory see David A. Lake, "Two Cheers for Bargaining Theory: Assessing Rationalist Explanations of the Iraq War," International Security 35:3 (2010/11): 15.
62. ^Toft, John J. Mearsheimer, 396–397.
63. ^Jonathan Kirshner, "The Tragedy of Offensive Realism: Classical Realism and the Rise of China", European Journal of International Relations 18:1 (2010): 59–61.
64. ^Toft, John J. Mearsheimer, 397.
65. ^Colin Elman, "Extending Offensive Realism: The Louisiana Purchase and America's Rise to Regional Hegemony", American Political Science Review 98:4 (2004): 563.
66. ^Snyder, Mearsheimer's World, 173.
67. ^.Layne, The Poster Child for Offensive Realism, 162–163.
68. ^Toft, John J. Mearsheimer, 397–399.
69. ^Arash Heydarian Pashakhanlou. "Back to the Drawing Board: A Critique of Offensive Realism." International Relations 27:202 (2013): 202–225.
70. ^Arash Heydarian Pashakhanlou, "Waltz, Mearsheimer and the Post-Cold War World: The Rise of America and the Fall of Structural Realism", International Politics 51: 3 (2014): 295–315.