| 词条 | Schedule 13G |
| 释义 |
Schedule 13G is an alternative SEC filing for the 13D which must be filed by anyone who acquires ownership in a public company of more than 5% of the outstanding stock. The 13G filing is considered a more passive version of the 13D and has fewer reporting requirements than the 13D. Activist practices are not permitted by 13G filers unless they refile a 13D. The security holder of more than 5% but less than 10% must file within 45 days after the end of the calendar year in which the Exchange Act registration becomes effective. If the security holder holds more than 10%, then the holder must file within 10 business days once the threshold is met.[1] See also
Resources[https://www.sec.gov SEC Homepage] References1. ^{{Cite web|title = Compliance and Disclosure Interpretations: Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting|url = https://www.sec.gov/divisions/corpfin/guidance/reg13d-interp.htm|website = www.sec.gov|accessdate = 2015-07-08|at = Question 103.01}} {{econ-stub}} 1 : SEC filings |
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