| 词条 | Series 7 exam | ||||||||||||||||||
| 释义 |
The Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for registered representatives. [1] The Financial Industry Regulatory Authority (FINRA) administers the exam.[2] In the United States, stockbrokers take this test to get a license to trade.[2] StructureThe Series 7 is a six-hour exam.[2] It is held in two three-hour sessions. There are 260 questions on the test, 250 of which count toward the final score. Candidates have to score at least 72 percent to pass. The Series 7 exam tests candidates on five functions.[2]
In order to take the exam, an individual must be sponsored by a member firm of either FINRA or a self-regulatory organization (SRO).[3] Registration costsAs of July 2017, the registration cost is $305.[2] See also
References1. ^{{cite web|url=http://www.finra.org/industry/qualification-exams|title=FINRA Administered Qualification Examinations|publisher=FINRA|date=|accessdate=2015-03-18}} 2. ^1 2 3 4 {{cite web|url=http://www.finra.org/industry/series7|title=Series 7 Examination|publisher=FINRA|date=|accessdate=2015-03-16}} 3. ^http://www.finra.org/industry/formu10 External links{{wikibooks|NASD Series License}}{{wikibooks}}
3 : Professional certification in finance|Standardized tests in the United States|United States securities law |
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