| 词条 | Investment Exchanges and Clearing Houses Act 2006 |
| 释义 |
|short_title=Investment Exchanges and Clearing Houses Act 2006[1] |parliament=Parliament of the United Kingdom |long_title=An Act to confer power on the Financial Services Authority to disallow excessive regulatory provision by recognised investment exchanges and clearing houses; and for connected purposes. |year=2006 |statute_book_chapter=2006 c 55 |introduced_by= |territorial_extent= |royal_assent=19 December 2006 |commencement=20 December 2006[2] |repeal_date= |amendments= |related_legislation= |repealing_legislation= |status= |original_text=http://www.legislation.gov.uk/ukpga/2006/55/contents/enacted |legislation_history=https://publications.parliament.uk/pa/pabills/200607/investment_exchanges_and_clearing_houses.htm |revised_text=http://www.legislation.gov.uk/ukpga/2006/55/contents |}} The Investment Exchanges and Clearing Houses Act 2006 (c 55) is an Act of the Parliament of the United Kingdom. It was intended to meet concerns[3] that recognised investment exchanges and clearing houses might introduce excessive regulation.[4] This Act is amended by articles 3 and 6 the Treaty of Lisbon (Changes in Terminology) Order 2011 (S.I. 2011/1043). Section 1 - Power of FSA to disallow excessive regulatory provisionThis section inserts section 300A of the Financial Services and Markets Act 2000. Section 2 - Procedural and other supplementary provisionsThis section inserts sections 300B to 300E of the Financial Services and Markets Act 2000. Section 3 - Interim power to give directions about notificationThis section ceased to have effect on 19 December 2007.[5] Section 4 - Consequential amendment of grounds for refusing recognitionThis section inserts section 290A of the Financial Services and Markets Act 2000. See also{{Empty section|date=June 2012}}References
1. ^The citation of this Act by this short title is authorised by section 5(1) of this Act. 2. ^The Investment Exchanges and Clearing Houses Act 2006, section 5(2) 3. ^As to the concerns, see the written ministerial statement by Ed Balls on Financial Services Regulation of 13 September 2006 - Hansard (House of Commons), vol. 449, [https://publications.parliament.uk/pa/cm200506/cmhansrd/vo060913/wmstext/60913m0001.htm#0609182000006 cols. 125WS to 126WS] - which was referred to during the Second Reading of the Bill for this Act. They related to the potential effects of a possible takeover of the London Stock Exchange by a company based outside of the United Kingdom. 4. ^Explanatory notes, paragraph 4 5. ^The Investment Exchanges and Clearing Houses Act 2006, section 3(8) External links
1 : United Kingdom Acts of Parliament 2006 |
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