| 词条 | China Securities Regulatory Commission |
| 释义 |
|agency_name = China Securities Regulatory Commission (CSRC) |nativename = 中国证券监督管理委员会 |nativename_a = |nativename_r = |logo = China Securities Regulatory Commission logo.png |logo_width = 200px |logo_caption = |seal = |seal_width = |seal_caption = |formed = 1992 |preceding1 = |preceding2 = |dissolved = |superseding = |jurisdiction = People's Republic of China |headquarters = Beijing |employees = |budget = |minister1_name = |minister1_pfo = |chief1_name = Liu Shiyu[1] |chief1_position = Chairman |chief2_name = |chief2_position = |parent_agency = State Council |child1_agency = |child2_agency = |website = CSRC.gov.cn |footnotes = }}{{Chinese|s=中国证券监督管理委员会|t=中國証券監督管理委員會|p=Zhōngguó Zhèngquàn Jiāndū Guǎnlǐ Wěiyuánhuì|s2=中国证监会|t2=中國証監會|p2=Zhōngguó Zhèng Jiān Huì|order=st}} The China Securities Regulatory Commission (CSRC) is an institution of the State Council of the People's Republic of China (PRC), with ministry-level rank.[2] It is the main regulator of the securities industry in China. FunctionChina's Securities Law (passed December 1998, effective July 1, 1999), the nation's first comprehensive securities legislation, grants CSRC "authority to implement a centralized and unified regulation of the nationwide securities market in order to ensure their lawful operation."[3] The CSRC oversees China's nationwide centralized securities supervisory system, with the power to regulate and supervise securities issuers, as well as to investigate, and impose penalties for, "illegal activities related to securities and futures."[4] The CSRC is empowered to issue Opinions or Guideline Opinions, non-legally binding guidance for publicly traded corporations.[4] Its functions are similar to that of the Securities and Exchange Commission in the United States. Among its responsibilities include:
Indicative of the role of the CSRC, China's highest court, the Supreme People's Court–at least as of 2004–has declined to handle securities-related litigation directly, instead deferring such judgments to the CSRC.[5] The headquarters for the China Securities Regulatory Commission is in Beijing. Focus Place 19, Jin Rong Street, West District Beijing 100032. Organizational structure
See also
References1. ^{{cite news|title=证监会领导调整：任命刘士余为证监会主席 肖钢免职|url=http://finance.ifeng.com/a/20160220/14226119_0.shtml|publisher=Xinhua}} 2. ^{{cite journal |last1=Huang |first1=C.W. |title=Company Law and the Independent Director System in Contemporary China. |journal=Hastings International and Comparative Law Review |date=Winter 2008 |volume=31 |pages=|url=https://repository.uchastings.edu/cgi/viewcontent.cgi?article=1689&context=hastings_international_comparative_law_review |accessdate=14 January 2019 |ref=harv}}, p. 411. 3. ^{{cite journal |last1= Friedman |first1=William I. |title=One Country, Two Systems: The Inherent Conflict Between China's Communist Politics and Capitalist Securities Market.|journal= Brook. J. Int'l L. |date=2002 |volume=27 |pages=484-85 |url=http://brooklynworks.brooklaw.edu/cgi/viewcontent.cgi?article=1404&context=bjil |accessdate=14 January 2019 |ref=harv}} 4. ^1 {{cite journal |last1=Huang |first1=C.W. |title=Company Law and the Independent Director System in Contemporary China. |journal=Hastings International and Comparative Law Review |date=Winter 2008 |volume=31 |pages=|url=https://repository.uchastings.edu/cgi/viewcontent.cgi?article=1689&context=hastings_international_comparative_law_review |accessdate=14 January 2019 |ref=harv}}, note 1. 5. ^{{cite journal |last1=Yin |first1=Dina J. |title=Investor Regulations: An American Answer to a Chinese Problem |journal=Rutgers L. Rev. |date=2004 |volume=57 |pages=421 |url=https://heinonline.org/hol-cgi-bin/get_pdf.cgi?handle=hein.journals/rutlr57§ion=13 |accessdate=14 January 2019 |ref=harv}} pg. 421. External links
7 : 1992 establishments in China|Financial regulatory authorities of China|Government agencies established in 1992|Government agencies of China|Organizations based in Beijing|Securities and exchange commissions|State Council of the People's Republic of China |
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